وصف الوظيفة
Role Overview
C&AFC Business Compliance Officer - AVP at Deutsche Bank. The role is within the regulatory compliance division, which promotes regulatory compliance across the organization and provides guidance to the Business on implementation and management of the control framework.
Company Overview
Deutsche Bank is the leading German bank with strong European roots and a global network. The team plays a crucial role in promoting regulatory compliance across the organization and currently consists of a Director and a VP. The Bank is committed to ensuring equal opportunities and fostering an inclusive work environment that values diverse perspectives, insights and backgrounds to drive innovation.
Role Purpose
The Regulatory Business Advisor is responsible for providing guidance to the Business on the implementation and management of the control framework to ensure compliance with the Rules and applicable legislation relating to the Firm's Financial Services.
Key Responsibilities
Compliance Risk Management
- Identify, prioritize and assess Compliance risks.
- Provide guidance on the internal controls relating to Compliance risks.
- Develop and implement risk management frameworks to mitigate compliance risks.
Regulatory Advisory
- Provide regulatory advice to relevant business and infrastructure areas.
- Deliver training to relevant Business on applicable rules.
- Translate in-depth knowledge of relevant DFSA financial regulations into Compliance guidance for compliant business operations.
Findings and Remediation
- Oversee the remediation of internal and external findings and obligations assigned by any regulatory authorities and monitors.
- Ensure consistent tracking and timely closure of findings, including reporting.
- Drive the remediation of internal and external findings, ensuring timely and effective resolution.
Stakeholder Communication
- Provide clear, concise, and actionable regulatory advice to diverse stakeholders, both verbally and in writing.
Qualifications & Experience
- Proven experience in identifying, assessing, and mitigating compliance risks.
- Demonstrated capability in overseeing and driving the remediation of internal and external findings.
- In-depth knowledge of relevant DFSA financial regulations.
Skills & Competencies
- Regulatory Compliance Expertise: In-depth knowledge of relevant DFSA financial regulations.
- Risk Management: Proven experience in identifying, assessing, and mitigating compliance risks.
- Advisory and Communication: Strong ability to provide clear, concise, and actionable regulatory advice to diverse stakeholders, both verbally and in writing.
- Problem-Solving and Remediation: Demonstrated capability in overseeing and driving the remediation of internal and external findings, ensuring timely and effective resolution.
- Analytical and Assurance Skills: Proficiency in analyzing complex information to ensure compliance and effective risk control.
Additional Information
Benefits
- Life Insurance
- Accidental Death Insurance
- Permanent Partial Disability Insurance
- Private Medical Insurance for you, your spouse and dependent children
- 30 days of annual paid leave, plus public holidays
- DB contributions to DIFC Employee Workplace Savings (DEWS)
- Flexible benefits that you can tailor to suit your needs
Support and Development
- Flexible working arrangements to assist you balance your personal priorities
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- Training and development to help you excel in your career